Compensation to the firm is comprised of an Investment Advisory Fee and an Hourly Rate for special projects, if applicable.

Investment Advisory Fee

The Investment Advisory Fee paid to the firm for advising the client’s investment accounts is calculated monthly and paid in arrears quarterly based on the market value of assets in the account(s) as shown on the custodian’s statement as of the last business day of each month. 

The monthly rate is one twelfth (1/12) of the following annual rates:

  1.00% for the first $500,000
     .80% for the next $500,000
        .60% for the next $2,000,000
        .40% for the next $2,000,000

The annual rate for aggregate values in excess of $5,000,000 is negotiable.

Hourly Rates

For existing clients, hourly rates (plus out-of-pocket expenses) for special projects and requests are available and depend upon the scope and complexity of the assignment and are set on a case-by-case basis.